Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (7 May 2021 to 13 Dec 2024)
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- [FCA CF] Manager of certification employee (28 Nov 2019 to 5 Nov 2024)
- [FCA CF] Material risk taker (1 Sep 2018 to 13 Dec 2024)
- [PRA CF] Significant risk taker or Material risk taker (1 Sep 2018 to 13 Dec 2024)
- [PRA CF] Managing a material risk taker (1 Sep 2018 to 2 Jun 2019)
- CF29 Significant management (7 Jan 2013 to 26 Aug 2014)
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- [FCA CF] Manager of certification employee (1 Sep 2018 to 2 Jun 2019)
- [FCA CF] Material risk taker (1 Sep 2018 to 13 Dec 2024)
- [PRA CF] Managing a material risk taker (1 Sep 2018 to 2 Jun 2019)
- [PRA CF] Significant risk taker or Material risk taker (1 Sep 2018 to 13 Dec 2024)
- CF29 Significant management (7 Jan 2013 to 26 Aug 2014)
- CF17 Significant Mgt (Other Business Operations) (6 May 2004 to 6 Apr 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (6 May 2004 to 6 Apr 2006)
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- CF29 Significant management (1 Nov 2007 to 11 May 2009)
- CF17 Significant Mgt (Other Business Operations) (8 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.