Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LDC (Managers) Limited (no longer approved here)

    FRN 147964

    • Director of firm who is not a certification employee or a SMF manager (7 May 2021 to 13 Dec 2024)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (28 Nov 2019 to 5 Nov 2024)
    • [FCA CF] Material risk taker (1 Sep 2018 to 13 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2018 to 13 Dec 2024)
    • [PRA CF] Managing a material risk taker (1 Sep 2018 to 2 Jun 2019)
    • CF29 Significant management (7 Jan 2013 to 26 Aug 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Manager of certification employee (1 Sep 2018 to 2 Jun 2019)
    • [FCA CF] Material risk taker (1 Sep 2018 to 13 Dec 2024)
    • [PRA CF] Managing a material risk taker (1 Sep 2018 to 2 Jun 2019)
    • [PRA CF] Significant risk taker or Material risk taker (1 Sep 2018 to 13 Dec 2024)
    • CF29 Significant management (7 Jan 2013 to 26 Aug 2014)
    • CF17 Significant Mgt (Other Business Operations) (6 May 2004 to 6 Apr 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 May 2004 to 6 Apr 2006)
  • Black Horse Limited (no longer approved here)

    FRN 313409

    • CF29 Significant management (1 Nov 2007 to 11 May 2009)
    • CF17 Significant Mgt (Other Business Operations) (8 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.