Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 23 Jun 2023)
    • CF1 Director (AR) (since 26 May 2023)
    • CF30 Customer (since 26 May 2023)
    • (1)Employed By (since 26 May 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 30 Dec 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Montagu Ltd (no longer approved here)

    FRN 182517

    • Employed By (30 Oct 1998 to 30 Dec 2011)

Recent activity

Updates to this individual's record on the FCA register.

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