Paul Allison

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RAYMOND JAMES INVESTMENT SERVICES LIMITED

    FRN 194713

    • [FCA CF] Material risk taker (since 16 Sep 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 16 Sep 2025)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 11 Apr 2024)
    • CF2 Non Executive Director (23 Apr 2015 to 8 Dec 2019)
  • Raymond James Financial International Limited

    FRN 188244

    • [FCA CF] Material risk taker (since 24 Feb 2023)
    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (23 Apr 2015 to 8 Dec 2019)

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