Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Dec 2012)
    • CF30 Customer (since 15 Apr 2008)
    • CF4 Partner (AR) (10 Oct 2011 to 26 Feb 2021)
    • CF30 Customer (13 Feb 2008 to 14 Mar 2008)
    • Employed By (since 6 Jun 2018)
    • CF1 Director (AR) (since 17 Dec 2012)
    • CF4 Partner (AR) (10 Oct 2011 to 26 Feb 2021)
    • Employed By (since 15 Apr 2008)
    • Employed By (13 Feb 2008 to 14 Mar 2008)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (19 Oct 2011 to 6 Jan 2015)
  • Beals Wealth Management Ltd (no longer approved here)

    FRN 565960

    • Employed By (19 Oct 2011 to 23 Aug 2016)

Recent activity

Updates to this individual's record on the FCA register.

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