Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 24 Feb 2026)
    • [FCA CF] Client dealing (since 2 Aug 2025)
  • Quilter Cheviot Limited (no longer approved here)

    FRN 124259

    • CF30 Customer (22 Nov 2011 to 3 Jul 2017)
    • CF21 Investment Adviser (1 Dec 2001 to 10 Jul 2003)
    • CF27 Investment Management (1 Dec 2001 to 10 Jul 2003)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (15 Jun 2005 to 28 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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