Paul Alexander Galbraith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (17 Mar 2023 to 15 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (15 Apr 2022 to 7 Aug 2023)
    • [FCA CF] Client dealing (15 Feb 2017 to 7 Aug 2023)
    • [FCA CF] Manager of certification employee (15 Feb 2017 to 8 Sep 2023)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (17 Mar 2023 to 15 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (15 Apr 2022 to 7 Aug 2023)
    • [FCA CF] Manager of certification employee (7 Oct 2020 to 9 Oct 2020)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF21 Investment Adviser (29 Jan 2002 to 4 Jul 2003)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.