Paul Alexander Forman-Cummings

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Paul Forman-Cummings

    FRN 921915

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 7 Sep 2020)
    • Sole trader dealing with clients for which they require qualification (since 7 Sep 2020)
    • SMF16 Compliance Oversight (since 20 Aug 2020)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF30 Customer (28 Jan 2019 to 8 Dec 2019)
  • Chantry Associates Limited (no longer approved here)

    FRN 213741

    • Employed By (1 Dec 2001 to 25 Feb 2009)

Recent activity

Updates to this individual's record on the FCA register.

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