Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (1 Apr 2020 to 28 Apr 2023)
- CF30 Customer (13 Dec 2017 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
- CF27 Investment Management (1 Dec 2001 to 8 Apr 2002)
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- [FCA CF] Manager of certification employee (1 Apr 2020 to 27 Nov 2020)
- SMF29 Limited scope function (limited scope SMCR firms only) (13 Mar 2020 to 28 Apr 2023)
- Responsible for Insurance Distribution (28 Nov 2018 to 28 Apr 2023)
- CF1 Director (18 Sep 2008 to 8 Dec 2019)
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- [FCA CF] Significant management (1 Apr 2020 to 28 Apr 2023)
- [FCA CF] Material risk taker (1 Apr 2020 to 28 Apr 2023)
- [FCA CF] Manager of certification employee (1 Apr 2020 to 17 Nov 2021)
- [FCA CF] Client dealing (1 Apr 2020 to 28 Apr 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.