Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • [FCA CF] Client dealing (1 Apr 2020 to 28 Apr 2023)
    • CF30 Customer (13 Dec 2017 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
    • CF27 Investment Management (1 Dec 2001 to 8 Apr 2002)
  • Legal & General Property Limited (no longer approved here)

    FRN 313282

    • [FCA CF] Manager of certification employee (1 Apr 2020 to 27 Nov 2020)
    • SMF29 Limited scope function (limited scope SMCR firms only) (13 Mar 2020 to 28 Apr 2023)
    • Responsible for Insurance Distribution (28 Nov 2018 to 28 Apr 2023)
    • CF1 Director (18 Sep 2008 to 8 Dec 2019)
  • LGIM Real Assets (Operator) Limited (no longer approved here)

    FRN 447041

    • [FCA CF] Significant management (1 Apr 2020 to 28 Apr 2023)
    • [FCA CF] Material risk taker (1 Apr 2020 to 28 Apr 2023)
    • [FCA CF] Manager of certification employee (1 Apr 2020 to 17 Nov 2021)
    • [FCA CF] Client dealing (1 Apr 2020 to 28 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

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