Paul Albert Wheeler

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)
FRN 114159
- [FCA CF] Client dealing (14 Apr 2020 to 29 Mar 2024)
ADM Investor Services International Limited (no longer approved here)
FRN 148474
- CF30 Customer (1 Dec 2011 to 17 Jan 2013)
Walker Crips Investment Management Limited (no longer approved here)
FRN 226344
- CF21 Investment Adviser (4 Jan 2005 to 28 Oct 2005)
- CF27 Investment Management (4 Jan 2005 to 28 Oct 2005)
Sucden Financial Limited (no longer approved here)
FRN 114239
- CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.