Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Advies Private Clients LLP
FRN 937655
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 18 Jun 2021)
- [FCA CF] Client dealing (since 18 Jun 2021)
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- CF30 Customer (1 May 2020 to 11 Jun 2021)
- Appointed representative dealing with clients for which they require qualification (23 Mar 2020 to 11 Jun 2021)
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- Employed By (1 May 2020 to 11 Jun 2021)
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- CF30 Customer (9 May 2013 to 15 Nov 2019)
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- CF30 Customer (26 Apr 2013 to 10 Dec 2013)
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- CF30 Customer (26 Apr 2013 to 10 Dec 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.