Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 27 Oct 2025)
    • [FCA CF] Manager of certification employee (since 27 Oct 2025)
    • [FCA CF] Material risk taker (since 27 Oct 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 27 Oct 2025)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [PRA CF] Significant risk taker or Material risk taker (26 May 2023 to 17 Jul 2025)
    • [FCA CF] Client dealing (19 Jan 2023 to 17 Jul 2025)
    • [FCA CF] Manager of certification employee (18 Jan 2023 to 17 Jul 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Client dealing (7 Sep 2016 to 9 Jun 2022)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 9 Jun 2022)
    • [FCA CF] Material risk taker (7 Mar 2016 to 9 Jun 2022)
    • CF30 Customer (4 Feb 2009 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 27 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.