Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • [FCA CF] Client dealing (20 Jul 2020 to 6 Oct 2021)
    • [FCA CF] Functions requiring qualifications (20 Jul 2020 to 6 Oct 2021)
  • Your Future Your Money Limited (no longer approved here)

    FRN 916202

    • SMF3 Executive Director (1 Jun 2020 to 30 Nov 2020)
    • Responsibility for MCD Intermediation (1 Jun 2020 to 30 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Jun 2020 to 12 Aug 2020)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF1 Director (AR) (30 Dec 2015 to 27 May 2020)
    • CF30 Customer (20 Nov 2007 to 27 May 2020)
  • Your Future Your Money Ltd (no longer approved here)

    FRN 586268

    • Employed By (30 Dec 2015 to 27 May 2020)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 28 Dec 2007)
    • CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (13 Feb 2006 to 10 May 2006)
  • Castlegate Investments (2001) (no longer approved here)

    FRN 176550

    • Employed By (1 Oct 1998 to 30 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.