Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (20 Jul 2020 to 6 Oct 2021)
- [FCA CF] Functions requiring qualifications (20 Jul 2020 to 6 Oct 2021)
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- SMF3 Executive Director (1 Jun 2020 to 30 Nov 2020)
- Responsibility for MCD Intermediation (1 Jun 2020 to 30 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (1 Jun 2020 to 12 Aug 2020)
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- CF1 Director (AR) (30 Dec 2015 to 27 May 2020)
- CF30 Customer (20 Nov 2007 to 27 May 2020)
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- Employed By (30 Dec 2015 to 27 May 2020)
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- CF30 Customer (1 Nov 2007 to 28 Dec 2007)
- CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (13 Feb 2006 to 10 May 2006)
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- Employed By (1 Oct 1998 to 30 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.