Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 22 Oct 2024)
    • [FCA CF] Functions requiring qualifications (since 22 Oct 2024)
  • NOVA Wealth Ltd (no longer approved here)

    FRN 778951

    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 31 Jul 2024)
    • [FCA CF] Client dealing (1 Feb 2024 to 31 Jul 2024)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Functions requiring qualifications (2 Sep 2022 to 30 Nov 2023)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Functions requiring qualifications (2 Sep 2022 to 30 Nov 2023)

Recent activity

Updates to this individual's record on the FCA register.

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