Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Manager of certification employee (since 1 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 22 Feb 2019)
    • Responsible for Insurance Distribution (since 22 Feb 2019)
    • CF10 Compliance Oversight (22 Feb 2019 to 8 Dec 2019)
    • CF1 Director (22 Feb 2019 to 8 Dec 2019)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • CF1 Director (AR) (17 Dec 2014 to 7 Jul 2019)
  • White Bridge Financials Ltd (no longer approved here)

    FRN 659010

    • Employed By (11 Dec 2014 to 7 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

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