Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 1 Dec 2023)
    • [FCA CF] Client dealing (since 1 Dec 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (23 Dec 2019 to 31 Oct 2020)
    • [FCA CF] Client dealing (30 Jan 2017 to 31 Oct 2020)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 6 Apr 2009)
    • CF21 Investment Adviser (4 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.