Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF2 Non Executive Director (22 Jan 2014 to 23 May 2014)
  • Citadel Securities (Europe) Limited (no longer approved here)

    FRN 447450

    • CF30 Customer (15 Jan 2010 to 7 May 2010)
    • CF1 Director (14 Aug 2008 to 7 May 2010)
    • CF3 Chief Executive (14 Aug 2008 to 7 May 2010)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF29 Significant management (1 Nov 2007 to 12 Jun 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (28 Sep 2006 to 31 Oct 2007)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF29 Significant management (1 Nov 2007 to 12 Jun 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (28 Sep 2006 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF29 Significant management (1 Nov 2007 to 12 Jun 2008)
    • CF1 Director (20 Sep 2007 to 14 Mar 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (28 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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