Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF2 Non Executive Director (22 Jan 2014 to 23 May 2014)
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- CF30 Customer (15 Jan 2010 to 7 May 2010)
- CF1 Director (14 Aug 2008 to 7 May 2010)
- CF3 Chief Executive (14 Aug 2008 to 7 May 2010)
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- CF29 Significant management (1 Nov 2007 to 12 Jun 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (28 Sep 2006 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 12 Jun 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (28 Sep 2006 to 31 Oct 2007)
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- CF29 Significant management (1 Nov 2007 to 12 Jun 2008)
- CF1 Director (20 Sep 2007 to 14 Mar 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (28 Sep 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.