Patrick Vincent Caroll Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FirstRand Securities Limited (no longer approved here)

    FRN 767373

    • Director of firm who is not a certification employee or a SMF manager (14 Nov 2022 to 30 Jun 2025)
    • SMF13 Chair of the Nominations Committee (25 Mar 2022 to 17 Nov 2022)
    • SMF12 Chair of the Remuneration Committee (25 Mar 2022 to 17 Nov 2022)
    • SMF10 Chair of the Risk Committee (25 Mar 2022 to 14 Nov 2022)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 17 Nov 2022)
    • CF2 Non Executive Director (22 Aug 2019 to 8 Dec 2019)
    • CF3 Chief Executive (1 Mar 2017 to 22 Aug 2019)
    • CF1 Director (1 Mar 2017 to 22 Aug 2019)
  • FirstRand Bank Limited (no longer approved here)

    FRN 476154

    • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 3 Jun 2019)
    • CF11 Money Laundering Reporting (7 Feb 2011 to 28 Jun 2011)
    • CF10 Compliance Oversight (7 Feb 2011 to 28 Jun 2011)
    • CF3 Chief Executive (17 Sep 2008 to 6 Mar 2016)
  • Momentum Global Investment Management Limited (no longer approved here)

    FRN 232357

    • CF3 Chief Executive (31 Mar 2008 to 4 Jun 2008)
    • CF1 Director (31 Mar 2008 to 16 Feb 2010)
    • CF2 Non Executive Director (20 Dec 2006 to 31 Mar 2008)
  • Correlation Risk Partners Limited (no longer approved here)

    FRN 439351

    • CF1 Director (AR) (27 Feb 2007 to 7 Nov 2008)
  • Julian Hodge Bank Limited (no longer approved here)

    FRN 204439

    • CF1 Director (AR) (6 Jun 2006 to 30 Mar 2007)

Recent activity

Updates to this individual's record on the FCA register.

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