Patrick Tivnan Hayes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DB UK Bank Limited

    FRN 140848

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • [FCA CF] Functions requiring qualifications (since 14 Oct 2021)
    • [FCA CF] Client dealing (since 14 Oct 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (11 May 2018 to 6 Sep 2021)
    • [FCA CF] Client dealing (31 Oct 2017 to 6 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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