Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Guinness Atkinson Asset Management, Inc (no longer approved here)

    FRN 223051

    • [FCA CF] Material risk taker (9 Dec 2021 to 9 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2021 to 9 Dec 2022)
  • GUINNESS ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 223077

    • [FCA CF] Material risk taker (9 Dec 2021 to 9 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2021 to 9 Dec 2022)
  • Guinness Capital Management Limited (no longer approved here)

    FRN 514988

    • [FCA CF] Material risk taker (9 Dec 2021 to 9 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2021 to 9 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

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