Patrick Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (23 Jun 2014 to 28 May 2015)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (23 Jan 2009 to 29 Oct 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 23 Mar 2007)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 26 May 2009)
    • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (23 Mar 2007 to 31 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.