Patrick Schartner

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (21 Jan 2019 to 27 Apr 2021)
    • [FCA CF] Manager of certification employee (31 Jul 2018 to 21 Aug 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (16 Nov 2016 to 27 Apr 2021)
    • [PRA CF] Significant risk taker or Material risk taker (26 May 2016 to 27 Apr 2021)
    • [FCA CF] Manager of certification employee (26 May 2016 to 8 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (4 Apr 2005 to 31 Oct 2007)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (19 Apr 2002 to 25 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.