Patrick (Ross) Broadfoot

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

RBC Europe Limited
FRN 124543
- [FCA CF] Client dealing (since 27 Mar 2024)
- [FCA CF] Manager of certification employee (since 27 Mar 2024)
Investec Bank PLC (no longer approved here)
FRN 172330
- [FCA CF] Client dealing (6 Mar 2018 to 26 Mar 2024)
- CF30 Customer (31 Mar 2014 to 6 Mar 2016)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (11 Dec 2013 to 17 Jan 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.