Patrick Punga

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (18 Oct 2021 to 8 Jul 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2019 to 8 Jul 2023)
    • [FCA CF] Client dealing (3 Apr 2017 to 8 Jul 2023)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (18 Oct 2021 to 8 Jul 2023)
    • [FCA CF] Manager of certification employee (7 Mar 2019 to 8 Jul 2023)
    • [FCA CF] Client dealing (3 Apr 2017 to 8 Jul 2023)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (21 Nov 2013 to 6 Mar 2016)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Nov 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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