Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Manager of certification employee (since 1 Jul 2018)
- [FCA CF] Functions requiring qualifications (since 1 Jul 2018)
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- CF30 Customer (1 Nov 2007 to 27 Sep 2009)
- CF21 Investment Adviser (31 Mar 2003 to 30 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.