Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Responsible for Insurance Distribution (since 17 Jan 2020)
    • SMF3 Executive Director (since 17 Jan 2020)
    • SMF16 Compliance Oversight (since 17 Jan 2020)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 30 Sep 2019)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Jan 2020)
  • Lifelink Services Ltd (no longer approved here)

    FRN 300474

    • CF1 Director (AR) (28 Jan 2005 to 2 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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