Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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North South Finance Limited
FRN 842982
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsible for Insurance Distribution (since 17 Jan 2020)
- SMF3 Executive Director (since 17 Jan 2020)
- SMF16 Compliance Oversight (since 17 Jan 2020)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 30 Sep 2019)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 17 Jan 2020)
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- CF1 Director (AR) (28 Jan 2005 to 2 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.