Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Manager of certification employee (22 Jul 2019 to 5 Aug 2021)
    • [PRA CF] Managing a material risk taker (22 Jul 2019 to 13 Aug 2021)
    • [FCA CF] Client dealing (14 Nov 2016 to 30 Sep 2021)
    • [FCA CF] Significant management (14 Nov 2016 to 7 Feb 2018)
    • [PRA CF] Significant risk taker or Material risk taker (14 Nov 2016 to 30 Sep 2021)
    • CF29 Significant management (1 Nov 2007 to 18 May 2010)
    • CF30 Customer (1 Nov 2007 to 18 May 2010)
    • CF21 Investment Adviser (22 Sep 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (27 May 2004 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (27 May 2004 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (22 Jul 2019 to 13 Aug 2021)
    • [FCA CF] Manager of certification employee (22 Jul 2019 to 5 Aug 2021)
    • [PRA CF] Significant risk taker or Material risk taker (15 Aug 2018 to 30 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

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