Patrick Joseph Barouki

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Morgan Stanley & Co. International Plc
FRN 165935
- [FCA CF] Manager of certification employee (since 1 Dec 2021)
- [FCA CF] Client dealing (since 1 Dec 2021)
- [FCA CF] Material risk taker (since 1 Dec 2021)
- CF30 Customer (1 Nov 2007 to 2 Jun 2011)
- CF21 Investment Adviser (4 Mar 2005 to 31 Oct 2007)
Morgan Stanley Bank International Limited
FRN 195430
- [FCA CF] Manager of certification employee (since 1 Dec 2021)
- [FCA CF] Client dealing (since 1 Dec 2021)
- [FCA CF] Material risk taker (since 1 Dec 2021)
Shell International Trading and Shipping Company Limited (no longer approved here)
FRN 171941
- CF21 Investment Adviser (29 Apr 2003 to 1 Feb 2005)
- CF26 Customer Trading (5 Apr 2002 to 1 Feb 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.