Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Eaton Vance Advisers International Ltd
FRN 772389
- [FCA CF] Client dealing (since 4 Jan 2022)
- [FCA CF] Manager of certification employee (since 4 Jan 2022)
-
Morgan Stanley Investment Management Limited
FRN 121920
- [FCA CF] Client dealing (since 7 Mar 2020)
- [FCA CF] Manager of certification employee (since 7 Mar 2020)
-
- CF30 Customer (1 Nov 2007 to 17 May 2010)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.