Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (6 May 2020 to 29 Dec 2020)
- CF30 Customer (24 Jul 2009 to 6 Mar 2016)
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- [FCA CF] Client dealing (8 Jun 2017 to 9 Jan 2020)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (15 Jun 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (27 Nov 2003 to 11 Jun 2004)
- CF22 Investment Adviser (Trainee) (18 Aug 2003 to 27 Nov 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.