Patrick James Walsh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 23 Jan 2024)
    • [FCA CF] Client dealing (since 23 Jan 2024)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 23 Jan 2024)
    • CF1 Director (AR) (7 Sep 2017 to 23 Jan 2024)
    • CF30 Customer (1 Nov 2007 to 23 Jan 2024)
    • CF4 Partner (AR) (11 Jul 2007 to 11 Sep 2017)
    • CF7 Sole Trader (AR) (1 Dec 2001 to 31 Jan 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CFS Independent Financial Advisers Limited (no longer approved here)

    FRN 178813

    • Employed By (1 Oct 1998 to 23 Jan 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.