Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2020)
- CF30 Customer (30 Jun 2014 to 6 Sep 2019)
- CF1 Director (10 Dec 2009 to 6 Sep 2019)
- CF2 Non Executive Director (25 Oct 2005 to 10 Dec 2009)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Mar 2020)
- [FCA CF] Material risk taker (9 Dec 2019 to 9 Jan 2020)
- [FCA CF] Significant management (9 Dec 2019 to 9 Jan 2020)
- CF29 Significant management (13 Oct 2016 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
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- [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2020)
- SMF27 Partner (9 Dec 2019 to 30 Apr 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2020)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF4 Partner (1 May 2005 to 8 Dec 2019)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.