Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Baillie Gifford & Co Limited (no longer approved here)

    FRN 119179

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2020)
    • CF30 Customer (30 Jun 2014 to 6 Sep 2019)
    • CF1 Director (10 Dec 2009 to 6 Sep 2019)
    • CF2 Non Executive Director (25 Oct 2005 to 10 Dec 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Baillie Gifford Overseas Limited (no longer approved here)

    FRN 121818

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2020)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 9 Mar 2020)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Jan 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 9 Jan 2020)
    • CF29 Significant management (13 Oct 2016 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Baillie Gifford & Co (no longer approved here)

    FRN 142597

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2020)
    • SMF27 Partner (9 Dec 2019 to 30 Apr 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2020)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (1 May 2005 to 8 Dec 2019)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.