Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 6 May 2022)
    • CF30 Customer (since 16 Mar 2022)
    • (3)Employed By (since 16 Mar 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (7 May 2020 to 21 Apr 2022)
    • CF30 Customer (31 Mar 2020 to 21 Apr 2022)
  • MABWM Ltd (no longer approved here)

    FRN 806378

    • Employed By (31 Mar 2020 to 21 Apr 2022)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (31 Oct 2004 to 29 Feb 2008)
  • Norman Bissett & Associates (no longer approved here)

    FRN 162117

    • (4)Employed By (1 Dec 2001 to 30 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.