Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- SMF6 Head of Key Business Areas (since 1 Apr 2025)
- SMF7 Group Entity Senior Manager (13 Nov 2023 to 1 Apr 2025)
- SMF6 Head of Key Business Areas (15 Oct 2020 to 13 Nov 2023)
- SMF18 Other Overall Responsibility (14 Nov 2018 to 15 Oct 2020)
- [FCA CF] Significant management (6 Sep 2017 to 8 Jan 2019)
- [FCA CF] Client dealing (15 Nov 2016 to 8 Jan 2019)
- [PRA CF] Significant risk taker or Material risk taker (24 May 2016 to 8 Jan 2019)
- [PRA CF] Managing a material risk taker (24 May 2016 to 8 Jan 2019)
- [FCA CF] Manager of certification employee (24 May 2016 to 8 Jan 2019)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (30 Nov 2002 to 31 Oct 2007)
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- SMF7 Group Entity Senior Manager (21 Jul 2022 to 31 Dec 2024)
- [PRA CF] Significant risk taker or Material risk taker (16 Jul 2018 to 8 Jan 2019)
- [PRA CF] Managing a material risk taker (16 Jul 2018 to 8 Jan 2019)
- [FCA CF] Significant management (16 Jul 2018 to 8 Jan 2019)
- [FCA CF] Manager of certification employee (16 Jul 2018 to 8 Jan 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.