Patrick Flood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Schroder Unit Trusts Limited
FRN 197288
- [FCA CF] Material risk taker (since 6 Jan 2026)
Schroder Investment Management Limited
FRN 119348
- [FCA CF] Manager of certification employee (since 22 Sep 2025)
- [FCA CF] Client dealing (since 21 Nov 2024)
- [FCA CF] Client dealing (6 Sep 2023 to 21 Nov 2024)
abrdn Investments Limited (no longer approved here)
FRN 121891
- CF30 Customer (16 Nov 2018 to 8 Apr 2019)
abrdn Investment Management Limited (no longer approved here)
FRN 188406
- CF30 Customer (16 Nov 2018 to 8 Apr 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.