Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Barclays Capital Securities Limited
FRN 124431
- [FCA CF] Client dealing (since 4 Nov 2025)
- [FCA CF] Manager of certification employee (since 4 Nov 2025)
-
- [FCA CF] Client dealing (27 Jan 2025 to 31 Jul 2025)
-
- [FCA CF] Client dealing (7 Mar 2016 to 13 Nov 2024)
- [FCA CF] Material risk taker (7 Mar 2016 to 31 Mar 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 13 Nov 2024)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (17 Feb 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Jul 2005 to 16 Feb 2006)
- CF26 Customer Trading (4 May 2005 to 20 Jul 2005)
-
- CF26 Customer Trading (1 Dec 2001 to 24 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.