Patrick Ernst-Engen Frowein

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [FCA CF] Manager of certification employee (since 10 Jun 2024)
    • [FCA CF] Material risk taker (since 4 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 Nov 2022)
    • [FCA CF] Client dealing (since 7 Oct 2022)
    • [FCA CF] Material risk taker (7 Oct 2022 to 3 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Oct 2022 to 3 Nov 2022)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Manager of certification employee (since 10 Jun 2024)
    • [FCA CF] Material risk taker (since 4 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 Nov 2022)
    • [FCA CF] Client dealing (since 7 Oct 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Oct 2022 to 3 Nov 2022)
    • [FCA CF] Material risk taker (7 Oct 2022 to 3 Nov 2022)
  • Citibank Europe plc

    FRN 211646

    • [FCA CF] Manager of certification employee (since 10 Jun 2024)
    • [FCA CF] Material risk taker (since 4 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 4 Nov 2022)
    • [FCA CF] Client dealing (since 7 Oct 2022)
    • [FCA CF] Material risk taker (7 Oct 2022 to 3 Nov 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Oct 2022 to 3 Nov 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • SMF21 EEA Branch Senior Manager (EBSM) (20 Apr 2021 to 10 Aug 2021)
    • [FCA CF] Material risk taker (1 Jan 2021 to 23 Jun 2022)
    • [FCA CF] Manager of certification employee (9 Jul 2020 to 24 Nov 2021)
    • [FCA CF] Client dealing (7 Mar 2016 to 23 Jun 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (9 Oct 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.