Patrick Edward McNellis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Oppenheimer Europe Ltd. (no longer approved here)
FRN 483856
- [FCA CF] Client dealing (12 Mar 2024 to 29 Sep 2025)
TD Execution Services Limited (no longer approved here)
FRN 472780
- [FCA CF] Client dealing (18 May 2022 to 23 Jun 2023)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (1 Nov 2007 to 30 May 2008)
- CF21 Investment Adviser (28 Jul 2006 to 31 Oct 2007)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (7 Aug 2003 to 17 Jan 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.