Patrick Dupont-Liot

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [FCA CF] Manager of certification employee (since 22 Apr 2022)
    • [FCA CF] Material risk taker (since 18 Jan 2021)
    • [PRA CF] Significant risk taker or Material risk taker (since 18 Jan 2021)
    • [FCA CF] Client dealing (since 13 Jul 2016)
    • [FCA CF] Manager of certification employee (7 Nov 2019 to 24 Nov 2021)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (30 Nov 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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