Patrick Declan O'Neill

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Simply Ethical Financial Services Ltd

    FRN 511220

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (31 May 2011 to 8 Dec 2019)
  • Patrick O'Neill

    FRN 534867

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF10 Compliance Oversight (14 Feb 2011 to 8 Dec 2019)
    • CF30 Customer (14 Feb 2011 to 8 Dec 2019)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 11 May 2011)
    • CF21 Investment Adviser (26 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Mar 2005 to 26 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.