Patrick De Loe

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Merrill Lynch International

    FRN 147150

    • [FCA CF] Client dealing (since 7 Sep 2016)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (24 Jan 2020 to 17 Jun 2025)
    • [FCA CF] Manager of certification employee (24 Sep 2018 to 7 Apr 2024)
    • [FCA CF] Significant management (24 Sep 2018 to 22 Feb 2019)
    • [FCA CF] Client dealing (24 Feb 2017 to 7 Apr 2025)

Recent activity

Updates to this individual's record on the FCA register.

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