Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TFS Derivatives Limited
FRN 197244
- [FCA CF] Client dealing (since 6 Nov 2023)
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- [FCA CF] Client dealing (1 Oct 2022 to 5 May 2023)
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- [FCA CF] Client dealing (31 Mar 2020 to 5 May 2023)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF26 Customer Trading (12 Nov 2002 to 31 Oct 2007)
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- CF30 Customer (29 Jan 2010 to 8 Dec 2019)
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- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.