Patrick Cogan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Client dealing (29 Oct 2021 to 26 Sep 2023)
    • [FCA CF] Manager of certification employee (29 Oct 2021 to 26 Sep 2023)
  • SMBC Bank International plc (no longer approved here)

    FRN 223304

    • [FCA CF] Client dealing (10 Apr 2019 to 26 Sep 2023)
    • [FCA CF] Manager of certification employee (10 Apr 2019 to 26 Sep 2023)
  • Sumitomo Mitsui Banking Corporation, London Branch (no longer approved here)

    FRN 769072

    • [FCA CF] Manager of certification employee (10 Apr 2019 to 26 Sep 2023)
    • [FCA CF] Client dealing (10 Apr 2019 to 26 Sep 2023)
  • MUFG BANK, LTD (no longer approved here)

    FRN 139189

    • CF30 Customer (21 Nov 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Oct 2009 to 7 Jun 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (13 Oct 2008 to 7 Jun 2013)

Recent activity

Updates to this individual's record on the FCA register.

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