Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 12 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 12 Apr 2024)
  • Skybound Financial Planning Limited (no longer approved here)

    FRN 738070

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Jul 2023)
    • CF30 Customer (11 Oct 2016 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (7 May 2013 to 30 Sep 2016)
  • The Legal Brokerage Limited (no longer approved here)

    FRN 179697

    • (14)Employed By (7 May 2013 to 30 Sep 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.