Patrick Charles Kenneth Robinson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Carleton Financial Planning Limited

    FRN 138117

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 25 Nov 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 11 Dec 2017)
    • CF30 Customer (since 1 Nov 2007)
    • CF10 Compliance Oversight (31 Oct 2017 to 8 Dec 2019)
    • CF1 Director (10 May 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (2 Sep 2004 to 31 Oct 2007)
  • Patrick Robinson & Co Ltd

    FRN 786187

    • (1)Employed By (since 11 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Patrick Robinson & Co Ltd

  2. controlled function added: (1)Employed By at Patrick Robinson & Co Ltd