Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 28 Mar 2024)
- [FCA CF] Manager of certification employee (since 27 Feb 2023)
- [FCA CF] Client dealing (since 15 Dec 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 28 Mar 2024)
- [FCA CF] Manager of certification employee (since 27 Feb 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.