Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TRADITION FINANCIAL SERVICES LTD.
FRN 147543
- [FCA CF] Client dealing (since 26 Jan 2021)
- [FCA CF] Manager of certification employee (26 Jan 2021 to 1 Feb 2025)
- CF30 Customer (29 Feb 2016 to 8 Dec 2019)
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TFS Derivatives Limited
FRN 197244
- [FCA CF] Client dealing (since 26 Jan 2021)
- [FCA CF] Manager of certification employee (26 Jan 2021 to 1 Feb 2025)
- CF30 Customer (10 Mar 2016 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.