Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2022)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF3 Chief Executive (15 Oct 2013 to 6 Mar 2016)
    • CF28 Systems and controls (1 Nov 2007 to 12 Dec 2011)
    • CF29 Significant management (1 Nov 2007 to 12 May 2015)
    • CF13 Finance (6 Feb 2003 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (6 Feb 2003 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
  • BIFM Investments Limited (no longer approved here)

    FRN 511268

    • CF3 Chief Executive (20 Feb 2013 to 8 Nov 2013)
    • CF29 Significant management (7 Jun 2010 to 8 Nov 2013)
    • CF28 Systems and controls (7 Jun 2010 to 12 Dec 2011)
  • Equistone Partners Europe Limited (no longer approved here)

    FRN 124366

    • CF28 Systems and controls (1 Nov 2007 to 14 Nov 2011)
    • CF29 Significant management (1 Nov 2007 to 14 Nov 2011)
    • CF13 Finance (6 Feb 2003 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (6 Feb 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.