Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2022)
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- CF3 Chief Executive (15 Oct 2013 to 6 Mar 2016)
- CF28 Systems and controls (1 Nov 2007 to 12 Dec 2011)
- CF29 Significant management (1 Nov 2007 to 12 May 2015)
- CF13 Finance (6 Feb 2003 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (6 Feb 2003 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 6 Mar 2016)
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- CF3 Chief Executive (20 Feb 2013 to 8 Nov 2013)
- CF29 Significant management (7 Jun 2010 to 8 Nov 2013)
- CF28 Systems and controls (7 Jun 2010 to 12 Dec 2011)
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- CF28 Systems and controls (1 Nov 2007 to 14 Nov 2011)
- CF29 Significant management (1 Nov 2007 to 14 Nov 2011)
- CF13 Finance (6 Feb 2003 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (6 Feb 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.