Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMBC Bank International plc
FRN 223304
- [FCA CF] Client dealing (since 12 Sep 2023)
- [FCA CF] Manager of certification employee (since 12 Sep 2023)
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- [FCA CF] Manager of certification employee (since 12 Sep 2023)
- [FCA CF] Client dealing (since 12 Sep 2023)
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- [FCA CF] Client dealing (9 Dec 2019 to 6 Jun 2023)
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- [FCA CF] Client dealing (7 Mar 2016 to 24 May 2017)
- CF30 Customer (4 Oct 2010 to 6 Mar 2016)
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- CF30 Customer (22 Aug 2008 to 9 Aug 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.