Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Manager of certification employee (since 19 Nov 2025)
- [FCA CF] Client dealing (since 25 Feb 2020)
- [FCA CF] Manager of certification employee (9 Jul 2021 to 11 Aug 2022)
- CF30 Customer (1 May 2013 to 8 Dec 2019)
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- CF30 Customer (19 Mar 2012 to 31 Oct 2012)
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- CF30 Customer (1 Dec 2009 to 31 Oct 2012)
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- CF30 Customer (1 Dec 2009 to 31 Oct 2012)
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- CF30 Customer (1 Nov 2007 to 31 Oct 2012)
- CF27 Investment Management (30 Dec 2004 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.