Patricia Joan Hannam

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Independent Broking Solutions Limited
FRN 312026
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF1 Director (10 Aug 2018 to 8 Dec 2019)
- CF1 Director (AR) (29 Oct 2011 to 12 Oct 2016)
Appointed Representative 1 Limited (no longer approved here)
FRN 686015
- (6)Employed By (17 Jun 2015 to 7 Jan 2016)
Su Vino Intermediaries UK Ltd (no longer approved here)
FRN 509653
- Employed By (29 Oct 2011 to 29 Oct 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.